Program Description:
Are you just getting started in the wonderful world of compliance? Even if you?re an experienced compliance professional, do you ever wonder where to even begin to sort out all the rules, statutes, regulations, etc.? How about all those letters and acronyms? Whether you?re new to the field, need a quick refresher, or to find out something new, this session provides a solid basis in understanding the universe of rules and regulations applicable to the business of financial institutions. This session provides a solid understanding of what applies, what to look for, and where to find it.
This 2-Hour Webinar Covers:
- The differences between a statute and a regulation and how that translates into day-to-day operations
- Sources of law and regulation and where to find them
- Commentary and appendices ? overlooked sources of law
- The cast of regulators that control the industry ? similarities and differences
- What applies to my institution?
- Compliance from A to Z and beyond: The Fed?s alphabet regulations
- Understanding what applies to the deposit/operations side of the house, and the lending side
- Rules that apply no matter what
- Common mistakes to avoid
Who Should Attend:
Anyone new to the area of compliance, anyone needing a refresher, and any other personnel needing a quick introduction or immersion in compliance terminology will benefit from this session.
Presenter:
Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Vice President and Compliance Manager for a large financial institution in Ohio. Through his working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves on the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at dozens of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.
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