Program Description:
There are a host of rules that cover the deposit and operations side of the financial institution, ones that require a thorough understanding of when they apply, what they mean, as well as the penalties for noncompliance. There are also some new developments in this area, including overdrafts, EFTs, and cross-border transactions. Learn what these rules are, where to find them, and about the requirements.
This 2-Hour Webinar Covers:
- Regulation DD - Truth in Savings
- Regulation CC - Funds Availability including Check 21 provisions
- NACHA rules, including new cross-border transactions
- Regulation D and Q - Savings, Money Market and NOW Accounts
- Regulation E - Electronic Funds Transfers
- Basics of Insurance Sales
- Right to Financial Privacy
- Basic Privacy Regulations
- FDIC Insurance basics (including new limits and timeframes)
Who Should Attend:
This interactive session will give a basic understanding of each of these rules and is imperative for anyone performing duties in deposit areas of the financial institution. This includes tellers, new account reps, head tellers, supervisors, back office personnel, trainers and others working in these types of positions.
Presenter:
Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Vice President and Compliance Manager for a large financial institution in Ohio. Through his working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves on the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at dozens of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.
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